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Interoperability of health care records in the state of Wisconsin

What are we planning in Wisconsin… is a fresh view needed… is the apparent direction a costly error?

Governor Doyle, in issuing Executive Order 129 on November 2, 2005, called for “a statewide eHealth infrastructure that would improve the quality and reduce the cost of healthcare in Wisconsin.” This announcement came on the heels of president Bush's State of the Union Address on January 20, 2004, when he stated that “By computerizing health records, we can avoid dangerous medical mistakes, reduce costs, and improve care.”

But what does this really mean? The statements were both politically appropriate at the time, but as of June, 2008, little has been achieved in Wisconsin.

We have been at this for a long time. The CHINs (community health information networks) of the mid-1990s were an idea that had merit but was not adequately supported by the technology of the day. The RHIOs (regional health information organizations) of later times were also a great attempt at interoperability but suffered from lack of community acceptance and viable business plans to sustain them. It is telling that only a handful of RHIOs continue in business from the several hundred that were founded on initial seed money only to fail when those funds became exhausted. The poor support from the healthcare providers and the payer community, and the absence of inspirational insight into the opportunity being presented to us by the technology, contributed to the lack of success of what I will call the second generation of this approach at interoperability.

Now we are at the crossroads again, with the potential to truly deliver interoperability of the electronic medical record. There is no doubt that we in the technology world of 2008 can rise to meet the need. Politicians have made significant announcements of their support of this innovation, and now is the time to transform this political commitment into pragmatic deliverables together for the people of Wisconsin.

On June 10, 2008, a request for proposal was issued by the Wisconsin Department of Health and Family Services to select a consultant who will define/recommend an architecture upon which the interoperability of health records will be based in Wisconsin. It appears clear from minutes of the Governor's eHealth Board of Directors, and also from its most recent annual report, that the state is planning for three to five health information exchanges to be established in Wisconsin. The health information exchanges, in reality a RHIO under a more propitious name, will in effect be a regionally developed and supported, centralized data base containing your health information. This information will be a partial duplicate of the data held at your primary place of care which has been transmitted to this centralized database.

Presumably, the healthcare provider and payer will bear the cost of this process. The finance subcommittee of the eHealth Board, before its demise, had estimated the cost of this project, as planned, at $1.2 billion, a significant burden to place on the state of Wisconsin. Importantly, to be viable, the plan further assumes that all healthcare providers in the State of Wisconsin will maintain patient records electronically. This is not the current or the foreseeable situation, as many small hospitals and physician practices do not have the available funding to achieve this goal with only their own resources.

The RFP states, in part: ”a critical step towards achieving the state's eHealth goals is developing and implementing state-level HIE business and technical services which will support the development and operation of regional HIE's in Wisconsin.” If the finance subcommittee's estimate is correct, and I believe it is, it is incumbent upon us to assess alternatives in light of the opportunity costs inherent in an expenditure of this magnitude and the limited deliverables planned.

As there is no question that access to the key components of an individual's medical record from another provider facility will certainly enhance clinical outcomes and save lives, is there an alternative method by which to facilitate interoperability?

Let us pause for a moment and consider another industry with high security, accuracy and privacy demands: finance and banking. We all use bank cards to obtain cash from an ATM, and we are accustomed to undertaking this process in almost all countries in the world. The banking system network, including regional boundaries and security controls, is a great example of what can be done when private enterprise understands a need. Yes, the banking/credit/cash process of the international network is to some extent more simple relative to the actual complexity of the healthcare environment. However, at the core, the processes involve achieving confidential, accurate and secure data interoperability. We can surely learn and customize standards and processes from this industry to ours and apply this concept to healthcare in the state of Wisconsin and beyond.

Please consider the concept. Application (systems) vendors in healthcare are working together under the auspices of the Certification Commission for Healthcare Information Technology (CCHIT) to develop standards for interoperability. By working together it is planned that their output will become accepted as was the HL7 interface standard. A peer-to-peer network with communications between healthcare providers using software from the same or different software vendors and based on the CCHIT standards could follow a model based on the Banking system model. Of essence, there would be little cost for each provider, as the internet would become the vehicle for data transport. The possible addition of a communications server and minimal staff time would achieve the goal of interoperability of essential healthcare records, thus providing what is needed for clinical care, when and where it is needed.

This peer-to-peer network lends itself to progressive growth and expansion, as warranted as additional providers implement electronic medical records systems. Importantly, a sustainable business plan at the operations level is not needed to finance the exchange of key clinical information in a time of need. The network traffic generated will be low, as transactions will be only on an as-needed basis. Yes, legal and privacy issues must be managed, as they need to be with any access to healthcare records, but this approach will work.

Patient identification verification is no more or less of a problem than that posed by an HIE. Positive patient identification must be absolute, and should be verified by the system or physician at the time of the first interoperable transaction/encounter for that patient. Thereafter, the master patient identifier (MPI) in each system will be noted to facilitate future need. The addition of biometric identification into healthcare in the near future will further aid absolute identification.

I ask all of you who read this newsletter to discuss this approach with your leadership teams, talk to your elected representatives, and let us develop a practical approach to interoperability of healthcare records at a practical cost! Let us take this innovative step allowing Information technology to facilitate a function in the healthcare system, which will significantly enhance care and help to manage costs. Among the benefits of the comprehensive networking solution I ask you to consider are:
  • Significantly lower cost than other approaches
  • Only light network traffic generated
  • Clinical data transferred only when required for treatment
  • Little technical overhead
  • Implementation simplicity, reasonable straightforward
  • Implementation will use technologies in existence today
  • Minimized duplication of health records
  • Enhanced security
  • Easily scalable
By working together we can help to ensure a high standard of health care in the state of Wisconsin, without placing a high cost onto the already high costs of healthcare in our state.

Peter Strombom, FCHIME, has been employed in the healthcare IT industry for 26 years. He is the president of Strombom Associates, LLC. He has served as a CIO and in industry leadership positions including CHIME (College of Healthcare Information Management Executives), VHA Information Executive Council and corporate advisory boards. He is now dedicating his resources toward healthcare record interoperability and patient identification aspects of the industry.

The opinions expressed herein or statements made in the above column are solely those of the author, and do not necessarily reflect the views of the Wisconsin Technology Network, LLC. WTN accepts no legal liability or responsibility for any claims made or opinions expressed herein.

Comments

Sue Reber responded 50 days ago: #1

I'd like to clarify Mr. Strombom's reference to the Certification Commission for Healthcare Information Technology and its work on interoperability. The Commission's work is accomplished by volunteers from the entire healthcare community - physicians and providers, payers, health IT vendors, quality improvement organizations and others. The Commission does not develops standards for interoperability. Rather it references consensus-based standards developed by the Health Information Technology Standards Panel (HITSP) and recognized by the US Department of Health and Human Services to develop criteria, test scripts and technical tools for objectively inspecting electronic health record (EHR) product conformance to those data exchange standards. He is correct in expressing the intent of our work, however. Use of EHR products inspected and certified as capable of securely exchanging health information using recognized standards would provide physicians and other clinicians with access to patient information with the potential of improving the safety and efficiency of care.

Sue Reber, Communication Director, CCHIT

William Yasnoff responded 47 days ago: #2

A peer-to-peer network for health care information as suggested in this commentary is both impractical and unwise. The purpose of the financial system is to facilitate moving funds -- in contrast, the purpose of the health information system should be to provide complete patient records at any point-of-care. These are fundamentally different and therefore require a different approach. For more information, see

“Why Your Complete Lifetime Health Record Needs to be Stored in One Place”
http://williamyasnoff.com/?m=200605

“Health Record Banking: A Practical Approach to the National Health
Information Infrastructure”
http://williamyasnoff.com/?m=200606

and
"Health Record Banks Facilitate Consumer Control and Promote Privacy"
http://williamyasnoff.com/?p=40

William A. Yasnoff, MD, PhD
Managing Partner
NHII Advisors

Peter Strombom responded 46 days ago: #3

Thanks for your comments, Bill. I was hoping we would hear from you. I suggest that the goal of interoperability is to provide access to the health information that is pertinent to the current episode of care. Interoperability should not be establishing another copy of the complete medical record...my...think ot the storage requirements alone of such a massive database!

John Traxler responded 45 days ago: #4

Peter wrote, "The health information exchanges, in reality a RHIO under a more propitious name..."
My understanding is that RHIOs are the organizations (governance) that set the rules for operation of the RHIEs (the infrastructure; software, hardware). They are not the same and both functions will be necessary to achieve interoperable records (no matter what they are called).

I agree with Dr. Yasnoff that a totally peer-to-peer solution would be a mistake; it could only work if all nodes on the network are up and running 100% of the time (what are the chances of that?). The workable solution will likely be a hybrid with large provider organizations maintaining their data locally but accessibly; they have the resources to make this work. Smaller practices would be best served by a more centralized solution where the EMR is delivered by an ASP. They simply are unlikely to have the expertise or resources to ensure high availability and interoperability.

John Traxler, MD, MBA, MSMI
Program Director
MCW/MSOE MS in Medical Informatics Program

William Mortimore responded 37 days ago: #5

Recommended use of existing standards to accomplish what Peter is suggesting has already been worked out by the "Integrating the Healthcare Enterprise" movement, sponsored by RSNA, HIMSS and numerous medical societies. These "profiles" have been developed over the last 10 years by a large international group of Medical Professionals as well as industry experts, and support both the consolidated model favored by Dr. Yasnoff and and the federated model suggested by Peter Strombom. These profiles have also been supported by HITSP.

I think history has shown us that Dr. Traxler's hybrid of federated and centralized approach is closer to what is really workable. Clearly the large centralized model alone has already been shown not to scale in other environments. As for Dr. Yasnoff's objections to the federated model in his referenced article, these are the same issues one would have made in the early 90's for why our worldwide information interchange would have to have been the dial up bulletin board portals rather than the internet. Searchability, response time, etc. are all issues that the IHE working groups had considered when doing their work, and RHIOs are being demonstrated and constructed using a hybrid model today.

One other issue that Dr. Yasnoff raises is that a patient's medical record would not be "complete" unless centralized. I am not a doctor, but as a long term industry leader in the medical standards movement and as an occasional patient, I am always surprised when an objection is raised that some information might be missing. What guarantee do we have today, or even with the proposed centralized solution that 100% of a patient's medical history would be present. The real issue is how do we make systems that are scalable and affordable that give us much better results than we currently have.

I believe a confederation of locally centralized solutions based upon already defined use of existing standards has more of an opportunity of success that the centralized model will be able to deliver.

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